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  • North Beta Labs

Legal & Compliance Manager

Updated: Apr 18

Location: Hong Kong, Central, Central and Western District

Department: Banking & Finance Law (Legal)

Type: Full Time


About the role

We are seeking a motivated, friendly, and dedicated individual to join our team as a Legal and Compliance Manager. The ideal candidate should hold Hong Kong licenses No. 1,4, and 9. Prior experience in a law firm would be advantageous. In this role, you will work closely with the Legal & Compliance Director and our front-office team.

 

How you will add value

  • Be responsible for handling regulatory and general compliance matters for the firm and the firm’s services or products launched in APAC. This includes acting as a back-up for investment/investment banking compliance duties.

  • Handle compliance matters related to Type 1,4,9 regulated activities. This includes, but is not limited to, reviewing marketing materials, legal documents, and preparing SFC filings.

  • Perform gap analysis on regulatory changes and updates to ensure our firm’s compliance with the latest requirements.

  • Assist in updating internal policies and procedures to align with the latest regulatory requirements.

  • Support compliance testing, licensing, and other non-investment compliance matters.

  • Assist in handling various legal affairs related to our operations.

  • Assist in ad hoc tasks/projects as assigned.

 

We are excited about you because you have

  • University Degree in Law or relevant disciplines.

  • At least 3-5 years Compliance or legal experience in Asset Management firms.

  • Candidates with knowledge on authorized funds and overseas funds would be an advantage.

  • Excellent in written and spoken English.

  • High sense of responsibility, detail-oriented, withstanding high-intensity work.


What’s in it for you?

  • Competitive salary / Medical, dental & life insurance / annual bonus program / Paid time off & work from home or home country flexibility / Learning & development programs

  • We are a band of diverse brothers and sisters of bright, talented, collaborative members who love to evolve and jump on new opportunities

  • People who care about your growth, career, and personal development

  • You are part of the expansion plan, together we excel on the global stage

  • Cross-functional teams who value teamwork - from international roadshows, investor events, exhibitions, team off-sites, and annual retreats, you get to experience it all.

 

Your application should include a current resume that highlights your relevant experience, skills, and achievements. Please submit your application to careers@northbeta.com 


Join us in shaping the future of AI and making a difference in industries across the globe.

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